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Zhuxing Smartbeta Selected Private Equity Securities Investment Fund

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Accumulated Net
q
Initial Net:
***
***
ARR(ITD):
***
YTD Return:
***
Fund Status
Launched
Launch Date
2023-07-12
Structure
Open-ended
Fund Manager
Base Currency
CNY
Investment Strategy
TRS
Investment Benchmark
Unpublished
AUM
***
Investment Scope
The investment scope of this fund includes varieties listed and traded on domestic stock exchanges (referring to stocks, depositary receipts, preferred shares, warrants), interest rate bonds issued and traded on exchanges and interbank markets, convertible bonds and exchangeable bonds (excluding non-public corporate bonds), varieties listed on the National Equities Exchange and Quotations (including stocks, convertible corporate bonds, and other securities), securities repurchases, deposits, publicly offered securities investment funds, futures, over-the-counter options, standardized notes traded in interbank bond markets, asset-backed securities and asset-backed notes issued on exchanges or interbank markets (excluding subordinated), securities company income vouchers, and income swaps (including cross-border income swaps) Off exchange options (with financial institutions with corresponding business qualifications as counterparties, subject to regulatory approval). This fund can participate in new stock subscription, margin trading, and lending its securities as securities lending targets to securities finance companies. It can also invest in varieties that meet the investment scope stipulated in this contract through the Hong Kong Stock Connect and other trading interconnection mechanisms. This fund can invest in asset management plans of securities companies (including securities company subsidiaries), asset management plans of futures companies (including futures subsidiaries), bank wealth management products, private equity securities investment fund managers registered with the Fund Industry Association and entrusted to institutions with securities investment fund custody qualifications, or contractual private equity investment funds with comprehensive private equity fund services provided by qualified institutions, but cannot invest in inferior shares of the aforementioned products.
Investment Restrictions
1. The proportion of depositary receipts invested by this fund in domestic stock exchanges listed for trading, calculated by market value, to the total asset value of the fund is 0% -100%. 2. The investment of this fund in the varieties listed on the National Equities Exchange and Quotations (including stocks, convertible corporate bonds, and other securities) shall not exceed 5% of the total asset value of this fund based on cost calculation (this fund may participate in the issuance and subscription of varieties listed on the National Equities Exchange and Quotations system within the total assets of this fund. If the investment ratio exceeds the provisions of this contract due to participation in allocation, the manager shall adjust it to comply with the contract within 10 trading days under the premise of realization). The investment portfolio of this fund complies with relevant laws and regulations or regulatory authorities' provisions on investment ratio restrictions. The fund manager shall ensure that the investment portfolio ratio of this fund complies with the relevant provisions of this contract within 3 months from the effective date of this contract. Due to reasons other than the fund manager, including but not limited to fluctuations in securities and futures markets, mergers of listed companies, changes in portfolio size, etc., the investment ratio does not comply with the investment restrictions or prohibitions stipulated in this contract, which is considered passive excess. Unless otherwise stipulated by laws, regulations or this contract, the fund manager shall make adjustments within 10 trading days from the date of non-compliance with laws, regulations or investment policies. If there is a securities suspension or other reasons beyond the control of the fund manager that prevent the fund manager from fulfilling the adjustment obligation, the adjustment period shall be correspondingly extended. The fund manager shall complete the adjustment within 10 trading days from the date of resumption of securities trading. If there are other provisions in laws, administrative regulations, or financial regulatory authorities, such provisions shall prevail. Within 10 trading days prior to the expiration date of this fund, due to the need for the realization of fund assets, the investment ratio limit of this fund's assets may not comply with the above fund allocation ratio regulations. In addition, when the Fund participates in the issuance and subscription of stocks, bonds, convertible corporate bonds, and exchangeable corporate bonds, the declared amount shall not exceed the total assets of the Fund, and the declared amount shall not exceed the total amount of the proposed issuance by the issuing company.
Performance
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Interval Return
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